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Gary Carl Smith

Rbc Capital Markets, LLC

Eugene, OR

Eugene, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-13
OR RA APPROVED 2005-12-20
  • TX RA
    APPROVED_RES
    Since 2023-11-13
  • OR RA
    APPROVED
    Since 2005-12-20

Branch Locations

975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Eugene OR 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Eugene, OR
Previous Registrations
  • 2003-04-23 → 2005-12-21
    Morgan Stanley Dw Inc.
    Eugene, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-16
S63 Uniform Securities Agent State Law Examination 1997-01-03
  • S65 Uniform Investment Adviser Law Examination
    1997-05-16
  • S63 Uniform Securities Agent State Law Examination
    1997-01-03

View on SEC IAPD

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Other Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR
FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
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