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8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-03-01 |
Branch Locations
5502 Walsh Lane, Suite 103, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hook, Line, And Sinker | Bentonville | AR | 08/1995 | 11/2024 |
| Arvest Asset Management | Bentonville | AR | 05/2011 | 02/2023 |
| Legacy Capital Wealth Partners, Llc | Rogers | AR | 02/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2023 | Present |
1) Legacy Capital Wealth Partners. Investment-Related. At registered location. RIA. Client Relationship Specialist / Client Advisor Assistant. Start: 02/2023. 160 hrs/month; all during trading hours. Duties: client onboarding, client maintenance and money movement requests.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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