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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-07-02 |
| TX | RA | APPROVED | 2009-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Clarksville | TN | 07/2009 | Present |
1. 07/01/09 - CATES FINANCIAL GROUP - DBA TN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-07 |
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