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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-31
  • TX RA
    APPROVED_RES
    Since 2022-08-31

Branch Locations

130 S Washington Street Suite 101, North Attleboro, MA 02760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. North Attleboro MA 01/2015 03/2017
Mass Mutual Life Insurance Company North Attleboro MA 07/2016 Present
Mml Investors Services, Llc North Attleboro MA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    North Attleboro, MA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    North Attleboro, MA
  • 03/2017 → Present
    North Attleboro, MA
Previous Registrations
  • 2010-08-31 → 2018-02-01
    Overland Park,, KS
Other Businesses

(1)Name: Dwayne K DeMond Inv rel: Y Add: 130 South Washington Street Suite 101 North Attleboro MA 02760 Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 01/01/2005 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: individual and group life & health, and Group Benefits (2)Name: 130 South, LLC Inv rel: Y Add: 130 South Washington Street, Suite 101, North Attleboro MA 02760 Nature: Simple Rental Property- Commercial Rental Property Position: Member/Manager Start date: 11/18/2025 No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Manage all aspects of running the business and dealings with tenants. (3)Name: North Point Wealth Partners, LLC Inv rel: Y Add: 130 South Washington Street, Suite 101 North Attleboro MA 02760 Nature: LLC for Branding Financial Services Practice Position: Member/Manager Start date: 02/01/2024 No. HR/MO: .5 No. HR/MO during sec trading: .5 Describe duties: Annual filings to keep the LLC active.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-05
  • S63 Uniform Securities Agent State Law Examination
    1996-12-05
Designations

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