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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
One Huntington Quadrangle Suite 3N18, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2000 | Present |
| George L. Klueg, Cpa Pc | Melville | NY | 10/2012 | Present |
| Glk Wealth Management | Melville | NY | 08/2013 | Present |
| Klueg, Filippone & Co. Cpas Llp | Melville | NY | 01/2015 | Present |
1) GEORGE L. KLUEG, CPA PC, NOT INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, TAX PREPARATION, START DATE 08/08/2013, 0 HRS/WK: 2) GLK WEALTH MANAGEMENT, INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, INVESTMENTS AND INSURANCE, START DATE 08/08/2013, 10 HRS/WK: 3) KLUEG, FILIPPONE & CO. CPAS LLP, NOT INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, TAX PREPARATION, START DATE 01/01/2015, 40+ HRS/WK DURING TRADING HOURS 4) TRUSTEE FOR CLIENT TRUSTS; INVESTMENT RELATED: 5) NAME OF OTHER BUSINESS: BULL CALF LANDING HOA ; INVESTMENT RELATED: NO ; ADDRESS: BULL CALF LANDING , CENTERPORT, NY 11721 ; NATURE OF BUSINESS: HOA ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: COLLECT DUES, AND PAY BILLS. 6) NAME OF OTHER BUSINESS: BUONANNO KLUEG ROTHMALER CPAS LLP ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ACCOUNTING FIRM ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / CPA ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION ; 7) NAME OF OTHER BUSINESS: HUNTINGTON BAPTIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 6 OAKWOOD ROAD HUNTINGTON, NY 11743; NATURE OF BUSINESS: CHURCH; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECORD ACTIVITY, NO SIGNING AUTHORITY FOR BANKING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-06 |
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