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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-05-03 |
Branch Locations
287 Christiana Road, New Castle, DE 19720 • United States
15 West Lea Boulevard, Wilmington, DE 19802 • United States
210 Delaware St, New Castle, DE 19720 • United States
Bear, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Newark | DE | 06/2015 | 04/2022 |
| Lpl Financial | New Castle | DE | 04/2022 | Present |
| M&T Bank | New Castle | DE | 04/2022 | Present |
1- 04/2022 / DBA for LPL Business (entity for LPL business) / Wilmington Advisors @ M&T / Investment Related / New Castle, DE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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