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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-14
FL RA APPROVED 2007-11-07
  • TX RA
    APPROVED_RES
    Since 2016-10-14
  • FL RA
    APPROVED
    Since 2007-11-07

Branch Locations

101 W 5Th Street, Panama City, FL 32401 • United States

Panama City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Panama City FL 11/2007 Present
Previous Registrations
  • 1999-01-05 → 2007-11-08
    A. G. Edwards & Sons, Inc.
    Panama City, FL
    Panama City, FL
Other Businesses

(1)Name of Business: Triple A Homes LLC Address: Panama City, FL, 32409, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 08/07/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Securing financing, finding properties, purchasing lighting and flooring, interior design ideas (2)Name of Business: Triple A Homes LLC Address: Panama City, FL, 32409, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/06/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing budget for projects, procuring lending, design, interior design

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-22
S63 Uniform Securities Agent State Law Examination 1997-01-30
  • S65 Uniform Investment Adviser Law Examination
    2009-10-22
  • S63 Uniform Securities Agent State Law Examination
    1997-01-30
Other Names
  • Heather Lee Mccurley
  • Heather Lee Mccurley

View on SEC IAPD

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