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235 Everett St, East Peoria, IL 61611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-01-10 |
| IL | RA | APPROVED | 2018-08-01 |
Branch Locations
2470 Eastrock Dr, Rockford, IL 61108 • United States
235 Everett St, East Peoria, IL 61611 • USA
235 Everett St, East Peoria, IL 61611 • United States
35 N. Ayer St, Harvard, IL 60033 • United States
510 W Washington St, Oregon, IL 61061 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank Of Rockford | Rockford | IL | 08/2016 | 04/2021 |
| Cetera Investment Advisers Llc | Rockford | IL | 08/2016 | 07/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2016 | 07/2018 |
| Midwestern Securities Trading Co. Llc | East Peoria | IL | 08/2018 | Present |
| The Harvard State Bank | Harvard | IL | 04/2021 | Present |
1.) THE HARVARD STATE BANK - 35 N AYER STREET, HARVARD, IL 60033 ; FINANCIAL ADVISOR, STARTED 04/2021, INVESTMENT RELATED, 40 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS. 2.) TRINITY LUTHERAN CHURCH; 200 N FIRST ST. ROCKFORD, IL 61107; NON-INVESTMENT RELATED; TREASURER - CHECK SIGNING AUTHORITY ONLY; STARTED 06/2018; 3 HOURS OUTSIDE OF MARKET HOURS; 0 HOURS DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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