Best Investors Account Sign in

Kristine A Tetmeyer

Principal Securities, Inc.

Wdm, IA

Des Moines, IA

CRD 2823549

Claim This Profile
Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2007-11-06
  • IA RA
    APPROVED
    Since 2007-11-06

Branch Locations

Wdm, IA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Wdm IA 11/1993 Present
Principal Securities, Inc. Wdm IA 11/1993 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-02
  • S66 Uniform Combined State Law Examination
    2007-11-02
Other Names
  • Kristi Ann Clark
  • Kristi Tetmeyer
  • Kristi Ann Tetmeyer

View on SEC IAPD

More in Wdm, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor