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Eric Matthew Johannes

Charles Schwab & Co., Inc.

Davenport, IA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
IA RA APPROVED 2012-12-12
  • TX RA
    APPROVED
    Since 2019-01-02
  • IA RA
    APPROVED
    Since 2012-12-12

Branch Locations

5345 Elmore Suite 300, Davenport, IA 52807-3875 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Davenport IA 11/2012 Present
Previous Registrations
Other Businesses

1) MK Partners, LLCL|Investment Related: No|P.O. Box 369, LeClaire, IA, 52753, USA|Real Estate (Non-Agent/Broker)|50% Owner|1/1/2010|Less than 20 hour/month - 0 during trading hours|Owner, Bookeeping, Lease Preparation, 2) Park Crest Meadows Cooperative|Investment Related: No|P.O. Box 369, LeClaire, IA, 52753, USA|Real Estate (Non-Agent/Broker)|Owner|1/1/2012|Less than 20 hour/month - 0 during trading hours|Owner, Lease Preparation, Bookeeping, 3) River Valley Partners, LLC|Investment Related: No|Real Estate (Non-Agent/Broker)|Manager and Member|2/11/2022|Less than 20 hour/month - 0 during trading hours|Real Estate Holding Company I am a 50% Owner of the LLC and will be purchasing residential rental investment property in the future, 4) Johannes Farm Partners, LLC|Investment Related: No|3131 W76th St Suite 2, Davenport, Iowa, 52806, USA|Real Estate (Non-Agent/Broker)|Member/Owner|10/1/2024|Less than 20 hour/month - 0 during trading hours|Cash Rent a Farm Parcel to a Farmer. Collect Rent twice a year 5) Grayhawk First Addition HOA, Inc|Investment Related:No|4000 Grayhawk Ct;Bettendorf;IA;52722;USA|Real Estate (Non-Agent/Broker)|Board Member/Treasurer|2016-12-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I meet with the Board 2 or 3 time per year and am responsible for the check writing and reconcile of the bank statements. 6) EMJ Company, LLC|Investment Related:No|5345-Elmore Av Suite 300;Davenport;Iowa;52806;USA|Financial Services|Member/Owner|2021-12-28|HoursPerMonth:More than 40|HoursSpentduringSecurityTrading:8|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-19
S63 Uniform Securities Agent State Law Examination 1999-09-30
  • S66 Uniform Combined State Law Examination
    2012-11-19
  • S63 Uniform Securities Agent State Law Examination
    1999-09-30
Designations
Other Names
  • Eric Johannes

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
EDWARD JONES
MATHESON & ROCK WEALTH MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
REDHAWK WEALTH ADVISORS, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
210 FINANCIAL
MML INVESTORS SERVICES, LLC

Other Investors

BRENT WILLIAM MCCORMICK
CHAD EDWARD LEWIS
ANDREW JOHN TRASOWECH
ELIZABETH JO BEHRENDS
Thomas James McCormick
Megan N Obenauf
JAMES MICHAEL SHRADER
VICTORIA JEAN RAMIREZ

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

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