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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-29 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pittsford | NY | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pittsford | NY | 11/2016 | 09/2022 |
| Stifel, Nicolaus & Company, Incorporated | Rochester | NY | 09/2022 | Present |
1. Rental Property; Main Street Fishers, Victor, NY 14564; Owner; 10/10/2018; 2 Hours per Month; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-25 |
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