Wendy A Keeler

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 11/2016
  Wells Fargo Advisors Llc
  Seal Beach, CA
• 11/2016 → 09/2023
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
• 09/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Dublin, OH

Previous Registrations

• 2014-08-28 → 2023-09-12
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
  Columbus, OH
  Seal Beach, CA
  Dublin, OH
• 2002-11-26 → 2014-09-08
  Ubs Financial Services Inc.
  Farmington Hills, MI
  Seal Beach, CA
  Newport Beach, CA
  Newport Beach, CA
  Long Beach, CA
  Weehawken, NJ

Other Businesses

WKKD, LLC, INVT RELATED, FAIRLEE, VT, 100% OWNERSHIP WITH SPOUSE, START DATE 6/8/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO RENTAL PROPERTY. RENTAL PROPERTY, INVESTMENT RELATED, FAIRLEE, VT, 100% OWNERSHIP W SPOUSE, START DATE 6/8/2023, 2 HOURS PER MONTH, 0 DURING TRADING, PAY BILLS & WORK WITH RENTERS. FINANCIAL PLANNING ASSOCIATION-CENTRAL OHIO CHAPTER ; NOT INV RELATED; WESTLAKE, OH; BOARD MEMBER; START DATE: 01/01/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING; | RENTAL PROPERTY - 605 S; INV RELATED;PORT CLINTON,OH; INVESTMENT AND RENTAL HOME;20% OWNERSHIP; START DATE: 06/30/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; TRI-OAK REAL ESTATE 605; INV RELATED;PORT CLINTON,OH; INVESTMENT AND RENTAL HOME;20% OWNERSHIP; START DATE: 06/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; DOUBLE OAKED REAL ESTATE LLC ; INV RELATED;PORT CLINTON,OH; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 05/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2001-12-14
• S63 Uniform Securities Agent State Law Examination
  1997-03-21

Designations

• Certified Financial Planner

Other Names

• Wendy Anderson
• Wendy Angella Anderson
• Wendy Godfrey Anderson Keeler