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Rabih Adnan Harmoush

LPl Financial LLC

Glen Allen, VA

CRD 2823207

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-12-02
  • VA RA
    APPROVED
    Since 2019-12-02

Branch Locations

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Midlothian VA 05/2010 11/2019
Lpl Financial Llc Glen Allen VA 11/2019 Present
Previous Registrations
  • 2010-05-17 → 2019-11-27
    North Chesterfield, VA
  • 2008-03-04 → 2008-05-19
    Msi Financial Services, Inc.
    Richmond, VA
    Richmond, VA
Other Businesses

1)11/8/19- Cap7 Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Glen Allen, VA- 100% 2)11/8/19- Page Auto Group- Outside/W-2 Employment- Sales- Non-Inv. Related- Richmond, VA- start date 9/11/2019- 40hrs/mth- 10% 3)11/8/19- Lincoln Financial- Non-Variable Insurance/ Agent for Fixed annuities- Inv. Related- Fort Wayne, IN- start date 1/3/2006- 0% 4)11/8/19- Fidelity & Guaranty life- Non-Variable Insurance/Agent for Fixed annuities - Inv. Related- Fort Wayne, IN- start date 7/8/19- 5% 5)11/14/22 - Protective life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 09/15/2022 - 5 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-12
S63 Uniform Securities Agent State Law Examination 2002-09-27
  • S66 Uniform Combined State Law Examination
    2008-02-12
  • S63 Uniform Securities Agent State Law Examination
    2002-09-27
Other Names
  • Robbie Adnan Harmoush
  • Rabih A Harmoush
  • Rab A Harmoush

View on SEC IAPD

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