James L Priest

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2013-12-13

OH RA
APPROVED

Since 2013-12-13

Branch Locations

Dayton, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	12/2013	Present
Cetera Investment Advisors Llc	Schaumburg	IL	12/2013	Present

12/2013 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
12/2013 → Present

Cetera Investment Advisors Llc

Schaumburg, IL

Previous Registrations

2012-07-20 → 2013-12-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miamisburg, OH
2004-01-07 → 2005-12-31

Natcity Investments, Inc.

Cleveland, OH
2003-01-14 → 2003-01-14

Strategic Advisers Llc

Blue Ash, OH

Other Businesses

1) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: POWER OF ATTORNEY ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: POA ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: POA FOR IMMEDIATE FAMILY MEMBER

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-19

S66 Uniform Combined State Law Examination

2012-07-19

Other Names

James L Priest
Jim Priest
Jamie Priest
James Lewis Priest

View on SEC IAPD