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Michael O'COnnor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sharon, MA

Norwood, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-05-22
TX RA APPROVED_RES 2016-09-30
  • CT RA
    APPROVED
    Since 2020-05-22
  • TX RA
    APPROVED_RES
    Since 2016-09-30

Branch Locations

15 Post Office Sq, Sharon, MA 02067 • United States

1415 Providence Highway, Norwood, MA 02062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waban MA 05/2016 Present
Bank Of America N.A. Waban MA 04/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-28
S63 Uniform Securities Agent State Law Examination 2009-10-15
  • S66 Uniform Combined State Law Examination
    2016-09-28
  • S63 Uniform Securities Agent State Law Examination
    2009-10-15
Other Names
  • Mike Oconnor
  • Michael Francis Oconnor
  • Michael F O'COnnor
  • Michael F Oconnor
  • Mike O'COnnor

View on SEC IAPD

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