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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-04 |
Branch Locations
10900 Manchester Rd Suite 100, Kirkwood, MO 63122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Saint Louis | MO | 01/2008 | 01/2018 |
| Panoptic Wealth Advocates | St. Louis | MO | 12/2012 | 03/2025 |
| Private Client Services | Louisville | KY | 01/2018 | Present |
| Tap Consulting, Llc Dba Panoptic Wealth Advisors | Chesterfield | MO | 01/2018 | 03/2025 |
| Summit Financial, Llc | Parsippany | NJ | 11/2024 | Present |
(1) CMH Financial, 10900 Manchester Rd., Suite 100, Kirkwood, MO 63122. Member, tax consulting business. Non-investment related. (2) BCM Holdings, 425 S. Woods Mill Rd, Ste 210, Chesterfield, MO. Member, real estate development company. 5 hrs/month not during trading hrs. Non-investment related. (3) Securian/Minnesota Life. 10900 Manchester Rd, Suite 100, Kirkwood, MO 63122. Sell fixed life insurance products. 5 hrs/mo; 5 during trading hrs. (4) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Hemphill Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (5) Summit Financial dba Panoptic Wealth Advocates; Investment related; 4 Campus Drive, Parsippany, NJ 07054; RIA; IAR; Start date: 11/01/2024; Hours per month: 160; Hours during trading: 140; Duties: IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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