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Chad Michael Hemphill

Summit Financial, LLC

Kirkwood, MO

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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-04
  • MO RA
    APPROVED
    Since 2024-11-04

Branch Locations

10900 Manchester Rd Suite 100, Kirkwood, MO 63122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Saint Louis MO 01/2008 01/2018
Panoptic Wealth Advocates St. Louis MO 12/2012 03/2025
Private Client Services Louisville KY 01/2018 Present
Tap Consulting, Llc Dba Panoptic Wealth Advisors Chesterfield MO 01/2018 03/2025
Summit Financial, Llc Parsippany NJ 11/2024 Present
  • 01/2008 → 01/2018
    Saint Louis, MO
  • 12/2012 → 03/2025
    Panoptic Wealth Advocates
    St. Louis, MO
  • 01/2018 → Present
    Private Client Services
    Louisville, KY
  • 01/2018 → 03/2025
    Tap Consulting, Llc Dba Panoptic Wealth Advisors
    Chesterfield, MO
  • 11/2024 → Present
    Parsippany, NJ
Previous Registrations
  • 2019-01-09 → 2025-03-29
    Genex Consulting
    Kirkwood, MO
  • 2018-05-03 → 2018-12-31
    Genex Consulting
    Chesterfield, MO
  • 2008-01-11 → 2018-01-23
    Saint Louis, MO
    Fort Mill, SC
    Saint Louis, MO
  • 2013-04-24 → 2017-12-31
    Panoptic Wealth Advocates
    Saint Louis, MO
  • 2003-01-09 → 2008-01-14
    Osaic Fa, Inc.
    Clayton, MO
    Clayton, MO
  • 1999-12-23 → 2003-01-02
    Avantax Advisory Services
    Kirkwood, MO
Other Businesses

(1) CMH Financial, 10900 Manchester Rd., Suite 100, Kirkwood, MO 63122. Member, tax consulting business. Non-investment related. (2) BCM Holdings, 425 S. Woods Mill Rd, Ste 210, Chesterfield, MO. Member, real estate development company. 5 hrs/month not during trading hrs. Non-investment related. (3) Securian/Minnesota Life. 10900 Manchester Rd, Suite 100, Kirkwood, MO 63122. Sell fixed life insurance products. 5 hrs/mo; 5 during trading hrs. (4) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Hemphill Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (5) Summit Financial dba Panoptic Wealth Advocates; Investment related; 4 Campus Drive, Parsippany, NJ 07054; RIA; IAR; Start date: 11/01/2024; Hours per month: 160; Hours during trading: 140; Duties: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-22
S63 Uniform Securities Agent State Law Examination 1996-12-16
  • S66 Uniform Combined State Law Examination
    2025-12-22
  • S63 Uniform Securities Agent State Law Examination
    1996-12-16
Other Names
  • Chad Michael Hemphill

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