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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-04-24 |
Branch Locations
1255 North Susquehanna Trail, Hummels Wharf, PA 17831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Hummels Wharf | PA | 06/2015 | Present |
| Fulton Financial Corporation | Hummel'S Wharf | PA | 06/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Hummels Whart | PA | 04/2018 | Present |
| Fulton Bank | Hummels Wharf | PA | 06/2015 | Present |
(1)Name of Business: Fulton financial Advisors Address: 1255 N Susquehanna Trl, Hummels Wharf, PA, 17831, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/31/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial product sales (2)Name of Business: Greak rentals Address: 179 State Route 304, Winfield, PA, 17889, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My Husband and I own a single family home that is a rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-20 |
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