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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-04-24
  • PA RA
    APPROVED
    Since 2018-04-24

Branch Locations

1255 North Susquehanna Trail, Hummels Wharf, PA 17831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hummels Wharf PA 06/2015 Present
Fulton Financial Corporation Hummel'S Wharf PA 06/2015 Present
Raymond James Financial Services Advisors Inc. Hummels Whart PA 04/2018 Present
Fulton Bank Hummels Wharf PA 06/2015 Present
  • 06/2015 → Present
    Raymond James Financial Services, Inc.
    Hummels Wharf, PA
  • 06/2015 → Present
    Fulton Financial Corporation
    Hummel'S Wharf, PA
  • 04/2018 → Present
    Hummels Whart, PA
  • 06/2015 → Present
    Fulton Bank
    Hummels Wharf, PA
Other Businesses

(1)Name of Business: Fulton financial Advisors Address: 1255 N Susquehanna Trl, Hummels Wharf, PA, 17831, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/31/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial product sales (2)Name of Business: Greak rentals Address: 179 State Route 304, Winfield, PA, 17889, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My Husband and I own a single family home that is a rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S66 Uniform Combined State Law Examination
    2018-04-23
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20
Other Names
  • Christina Marie Hollenbach
  • Christina Marie Bergenstock
  • Christina H. Greak

View on SEC IAPD

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