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Patty Ann Lipps

J.P. Morgan Securities LLC

South Charleston, WV

Scott Depot, WV

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
WV RA APPROVED 2013-06-11
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • WV RA
    APPROVED
    Since 2013-06-11

Branch Locations

505 D Street, South Charleston, WV 25303 • United States

210 Great Teays Boulevard, Scott Depot, WV 25560 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Scott Depot WV 05/2013 Present
Jpmorgan Chase Bank, N.A. Scott Depot WV 11/2019 Present
Previous Registrations
  • 2009-06-01 → 2011-06-03
    Morgan Stanley
    Bridgeport, WV
    Charleston, WV
    Charleston, WV
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bridgeport, WV
    Charleston, WV
  • 2005-05-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Charleston, WV
    Bridgeport, WV
    Charleston, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-29
S63 Uniform Securities Agent State Law Examination 1997-06-23
  • S66 Uniform Combined State Law Examination
    2005-04-29
  • S63 Uniform Securities Agent State Law Examination
    1997-06-23
Other Names
  • Patty Ann Smith
  • Patty Ann Tharp
  • Patty Ann Tharp
  • Patty Ann Smith
  • Patty Ann Lipps

View on SEC IAPD

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Other Offices

EDWARD JONES · SOUTH CHARLESTON, WV
RETIREMENT PLANNING CONSULTANTS INC · SOUTH CHARLESTON, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · S Charleston, WV
OSAIC WEALTH, INC. · SOUTH CHARLESTON, WV
FREEDOM FINANCIAL ADVISORS, LLC · SOUTH CHARLESTON, WV
TRUIST ADVISORY SERVICES, INC. · CHARLESTON, WV
EDWARD JONES · CHARLESTON, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Dunbar, WV

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