Patty Ann Lipps

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  J.P. Morgan Securities Llc
  Scott Depot, WV
• 11/2019 → Present
  Jpmorgan Chase Bank, N.A.
  Scott Depot, WV

Previous Registrations

• 2009-06-01 → 2011-06-03
  Morgan Stanley
  Bridgeport, WV
  Charleston, WV
  Charleston, WV
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Bridgeport, WV
  Charleston, WV
• 2005-05-04 → 2007-04-02
  Morgan Stanley Dw Inc.
  Charleston, WV
  Bridgeport, WV
  Charleston, WV

Exams

• S66 Uniform Combined State Law Examination
  2005-04-29
• S63 Uniform Securities Agent State Law Examination
  1997-06-23

Other Names

• Patty Ann Smith
• Patty Ann Tharp
• Patty Ann Tharp
• Patty Ann Smith
• Patty Ann Lipps