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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-04-03
LA RA APPROVED 2022-09-28
TX RA APPROVED 2019-10-01
  • MS RA
    APPROVED
    Since 2024-04-03
  • LA RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

Euless, TX • United States

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moneygram Payment Systems Frisco TX 04/2015 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 09/2019 Present
Capital One Investing Plano TX 03/2017 07/2019
Unemployed Colleyville TX 08/2019 09/2019
Previous Registrations
Other Businesses

I*3678282 Entity Type: Entity For Profit Name of OBA: Puzzle Piece Ventures, LLC Address: Euless, Texas, 76040 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/29/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: online resale I am the sole member-manager responsible for running the business. This is a part time venture to be completed on the weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-07
S63 Uniform Securities Agent State Law Examination 1997-01-15
  • S66 Uniform Combined State Law Examination
    2007-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-01-15
Other Names
  • Cheri Christine Cox
  • Cheri C Nelson
  • Cheri Christine Cox
  • Cheri Christine Nelson
  • Cheri Nelson

View on SEC IAPD

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