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Arthur Raymond Cole

Cnd Financial

Livonia, MI

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Current Employers
Cnd Financial

33762 Schoolcraft Rd 2Nd Floor, Livonia, MI 48150 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-23
TX RA APPROVED 2023-07-26
MI RA APPROVED 2010-05-06
  • FL RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED
    Since 2023-07-26
  • MI RA
    APPROVED
    Since 2010-05-06

Branch Locations

33762 Schoolcraft Rd 2Nd Floor, Livonia, MI 48150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cole, Inc. D/B/A Cole, Newton, & Duran Livonia MI 10/2001 Present
Strategic Investment Services, Inc. Livonia MI 07/2004 Present
Executive Financial Securities, Inc. Dba "Cnd Financial" Livonia MI 01/2008 Present
Mi Pharm Livonia MI 09/2017 Present
  • 10/2001 → Present
    Cole, Inc. D/B/A Cole, Newton, & Duran
    Livonia, MI
  • 07/2004 → Present
    Strategic Investment Services, Inc.
    Livonia, MI
  • 01/2008 → Present
    Executive Financial Securities, Inc. Dba "Cnd Financial"
    Livonia, MI
  • 09/2017 → Present
    Mi Pharm
    Livonia, MI
Other Businesses

BUSINESS: COLE, NEWTON & DURAN (COLE, INC.) 33762 Schoolcraft Rd., Livonia, MI 48150 Certified Public Accountants---Non-investment related POSITION: CPA/President START DATE: 09/2001 Number of hours/month: 144 Based on 6-10 hour days Number of hours/month during trading: 60 (3X5X4) BUSINESS: STRATEGIC INVESTMENT SERVICES, INC. 33762 Schoolcraft Rd. Livonia, MI 48150 Holding Company--Investment related POSITION: President START DATE: 07/2004 Number of hours/month & during trading: Minimal BUSINESS: CND BUILDING, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--Non-investment related POSITION: Owner START DATE: 07/2011 Number of hours/month: 15 minutes/month-3 hours/year--During trading: Minimal Property management BUSINESS: MI PHARM, LLC 32320 Five Mile Rd. Livonia, MI 48154 Long-term care pharmacy--non-investment related POSITION: CFO START DATE: 09/2017 Number of Hours: May vary throughout the year but generally involves 10% of registrant's time, minimal time during trading hours. BUSINESS: AMAC BUILDING, LLC 15115 Farmington Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 10/2017 Number of hours: 15 minutes/month-3 hours/year--During trading: Minimal Property management BUSINESS: CND MORTGAGE, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Mortgage company--non-investment related POSITION: Owner/CFO START DATE: 06/2021 Number of hours: 520 hours per year--During trading hours: Minimal BUSINESS: AMAC BAR, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Holding the name--non-investment related POSITION: Owner START DATE: 10/2021 Number of hours: zero non-entity BUSINESS: AMAC CENTER, LLC 32320 Five Mile Rd. Livonia, MI 48154 Real estate holding--non-investment related POSITION: Owner START DATE: 09/2021 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property management BUSINESS: GREEN TRUCK, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Liability protection--non-investment related POSITION: Owner START DATE: 09/2021 Number of hours: 1 hour/year--During trading hours: Minimal Limit liability BUSINESS: DADES, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 10/2017 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property Management BUSINESS: DTC BUILDING LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 05/2023 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property Management BUSINESS: CAMA, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 09/2023 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property Management AMACOLE, L.L.C. 33762 Schoolcraft Rd. Livonia, MI 48150 Holding the name--non-investment related POSITION: Owner START DATE: 10/2021 Number of hours: zero non-entity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-12
S63 Uniform Securities Agent State Law Examination 1996-11-25
  • S65 Uniform Investment Adviser Law Examination
    2006-09-12
  • S63 Uniform Securities Agent State Law Examination
    1996-11-25
Designations
Other Names
  • Arthur R Cole
  • Art Cole

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