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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-05-23 |
Branch Locations
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horizon Investments Llc | Charlotte | NC | 01/2011 | Present |
| Quasar Distributors, Llc | Milwaukee | WI | 12/2015 | Present |
1.) Horizon Investments; Charlotte, NC; investment related, started 01/03/2011; investment company; Regional Director; represent Horizon to Financial Advisors in the Southeast; 160 hours per month with 0 hours during securities trading hours. 2) Christ Covenant Church; Non-Investment Related; Matthews, NC; Service/Administration; Elected Deacon; 9/22 Start Date; 2 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-18 |
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