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Michael Robert Nichols

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-24
LA RA APPROVED 2010-11-18
  • TX RA
    APPROVED_RES
    Since 2014-02-24
  • LA RA
    APPROVED
    Since 2010-11-18

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New Orleans LA 09/2006 Present
Morgan Stanley Smith Barney New Orleans LA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2006 → Present
    Citigroup Global Markets Inc.
    New Orleans, LA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New Orleans, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2005-07-06 → 2006-09-29
    Chase Investment Services Corp.
    Metairie, LA
    Metairie, LA
  • 2003-03-19 → 2005-07-06
    Banc One Securities Corporation
    Metairie, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-14
  • S66 Uniform Combined State Law Examination
    2000-04-14
Other Names
  • Mike Nichols

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
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CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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