Fernando Patricio Romero

Current Employers

Employment History

• 01/2012 → Present
  Romero Insurance
  Brandon, FL
• 04/2015 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 04/2015 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Valrico, FL
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Valrico, FL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Brandon, FL

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Brandon, FL
• 2015-05-29 → 2019-03-01
  Questar Asset Management, Inc.
  Valrico, FL
  Minneapolis, MN
• 2012-11-02 → 2015-04-30
  On Investment Management Co
  Valrico, FL
  Cincinnati, OH
• 1997-03-11 → 2012-01-10
  Pruco Securities, Llc.
  Brandon, FL
  Brandon, FL

Other Businesses

1) ROMERO INSURANCE & FINANCIAL SERVICES POSITION: President NATURE: S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/02/2002 ADDRESS: 1743 S Kings Ave, Brandon FL 33511, United States DESCRIPTION: Full service insurance agency. We provide Property and Casualty, Health Insurance and Fixed insurance and fixed annuity products. 2) WOODBURY FINANCIAL SERVICES. POSITION: Investment Advisor Representative. NATURE: Managed money accounts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/12/2015 ADDRESS: 1462 Bloomingdale Ave, Valrico FL 33596, United States DESCRIPTION: Advising clients with their managed money accounts. 3) 1462 SKD HOLDINGS, LLC. POSITION: Managing Member. NATURE: Commercial office space rental. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/12/2015 ADDRESS: 1462 Bloomingdale Ave, Valrico FL 33596, United States DESCRIPTION: Landlord of commercial space. 4) 1739 SKD HOLDINGS, LLC POSITION: Managing Partner NATURE: Real Estate Purchase. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2021 ADDRESS: 1743 S Kings Ave, Brandon FL 33511, United States DESCRIPTION: Managing Commercial Real Estate Property 5) FINANCIAL TRANSFORMATION GROUP POSITION: Member NATURE: DBA name (reg. in FL) used for Reg Rep Group Name used in in all marketing, correspondence, education and sales materials. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2016 ADDRESS: 1743 S Kings Ave, Brandon FL 33511, United States DESCRIPTION: Creation of materials, marketing, advertising and communication with clients and other reps. 6) EDWARD ROMERO TRUST POSITION: Trustee NATURE: Trustee for brother's Trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2011 ADDRESS: 1743 S Kings Ave, Brandon FL 33511, United States DESCRIPTION: Trustee for brother's trust. meet with brother (Co Trustee) and oversee trust. 7) ROMERO & SMITH WELLNESS, LLC POSITION: LLC Registered Agent NATURE: The business is structured as a Limited Liability Company (LLC) under the name Romero & Smith Wellness, LLC. The LLC will be owned and operated by Rowena Martin and Kristine Romero, who will manage the business and its operations. The company will focus on the development and sale of skincare products for children. I do not have an ownership interest in the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 1741 S Kings Ave, Brandon FL 33511, United States DESCRIPTION: My involvement is limited to assisting with the initial setup of the business, including administrative registration of the LLC and website design during the startup phase. My role is temporary and will end once the business is established. I will not have any ownership, management, or operational responsibilities, and I will not receive any compensation. 8) THE KINGS VENUE POSITION: Owner NATURE: The business is structured as a Sole Proprietorship under the name The King's Venue. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 1741 S Kings Ave, Brandon FL 33511, United States DESCRIPTION: I own and operate a small meeting and event space used for hosting gatherings such as networking events, business meetings, training sessions, and private functions. From time to time, I may also use the venue to host educational seminars or workshops.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-02-22
• S65 Uniform Investment Adviser Law Examination
  2001-06-28