Donald Charles Horne

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → 08/2023
  Minnesota Life
  St. Paul, MN
• 12/1999 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 12/1999 → Present
  Pioneer Financial Group
  Warwick, RI
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Warwick, RI
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2008 → Present
  Elite Brokerage Services Inc
  Warwick, RI

Previous Registrations

• 2002-01-02 → 2023-08-10
  Securian Financial Services, Inc.
  Westerly, RI
  Westerly, RI
  Warwick, RI
  Warwick, RI
  South Kingstown, RI
  St. Paul, MN

Other Businesses

1) MAYA FINANCIAL CORP INC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2004 ADDRESS: , Warwick RI , United States DESCRIPTION: Owner 2) PFG HOLDINGS LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: , Warwick RI , United States DESCRIPTION: Owner 3) NAME OF OTHER BUSINESS: LISA REGO HORNE MEMORIAL FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDIENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2017; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS OF THIS NON PROFIT, ANNUAL TAX FILING FOR THE ORGANIZATION ; 4) PFG HOLDINGS LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 117 Metro Center Blvd, Suite 2008, Warwick RI 02886, United States DESCRIPTION: Real estate holding company 5) ELITE BROKERAGE SERVICES INC POSITION: OWNER NATURE: S CORP, INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2008 ADDRESS: SAME AS REGISTERED LOCATION, DESCRIPTION OF DUTIES: OVERSEE ONGOING CONCERN OF CURRENT S-CORP, BILL-PAY AND ACH ACTIVITIES: 6) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 05/2013; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 7) NAME OF OTHER BUSINESS: PIONEER FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/1999, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS, CFO/VP, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: MINORITY OWNER/ADVISOR & FIRM BUSINESS CONSULTING SERVICES/FISCAL PLANNING/COMPENSATION PLANNING/HIRING; 8) NAME OF OTHER BUSINESS: PIONEER FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/1999, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENTCFO, OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9) NAME OF OTHER BUSINESS: DONALD C. HORNE, NOTARY PUBLIC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: NOTARY, START DATE: 05/2023, POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: PROVIDES NOTARIAL SERVICES; 10) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/1997; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-11
• S63 Uniform Securities Agent State Law Examination
  1996-12-14

Designations

• Certified Financial Planner