Paul Kenneth Mutch

Employer firm

Windrose Advisors LLC CRD 152145

$2.67B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 04/2022
  First Republic Bank
  Boston, MA
• 05/2022 → Present
  Windrose Advisors Llc
  Waltham, MA

Previous Registrations

• 2016-07-05 → 2022-04-25
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
  San Francisco, CA
• 2007-09-26 → 2008-10-28
  Caturano Wealth Management, Llc
  Boston, MA
• 2001-04-14 → 2007-08-03
  Ernst & Young Investment Advisers Llp
  Boston, MA

Other Businesses

(1.) NAME OF OBA: USS CONSTITUTION MUSEUM; ADDRESS OF OBA: CHARLESTOWN NAVY YARD, BUILDING 22, CHARLESTOWN, MA 02129; NATURE: MUSEUM; INVESTMENT-RELATED: NO; RELATIONSHIP WITH OBA: TRUSTEE; DUTIES: BOARD MEMBER; START DATE: 2016; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2; (2.) NAME OF OBA: BELMONT YOUTH BASEBALL; ADDRESS OF OBA: BELMONT, MA; NATURE: BASEBALL; INVESTMENT-RELATED: NO; RELATIONSHIP WITH OBA: BOARD MEMBER; DUTIES: BOARD MEMBER AND COACH; START DATE: 2016; APPROX. NUMBER OF HOURS/MONTH: 15; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: BELMONT VETERANS MEMORIAL COMMITTEE; ADDRESS OF OBA: BELMONT, MA; NATURE: VETERAN SUPPORT; INVESTMENT-RELATED: NO; RELATIONSHIP WITH OBA: COMMITTEE MEMBER; DUTIES: VARIOUS ACTIVITIES SUPPORTING VETERANS; START DATE: 2020; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-01
• S63 Uniform Securities Agent State Law Examination
  1996-11-29

Designations

• Chartered Financial Consultant