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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-21
  • NJ RA
    APPROVED
    Since 2024-11-21

Branch Locations

7 Johnston Drive, Watchung, NJ 07069 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gail L Abrams, Llc Berkeley Heights NJ 04/2000 Present
National Planning Corporation Berkeley Heights NJ 03/2009 11/2017
Lpl Financial Llc Watchung NJ 11/2017 11/2018
The Investment Center Inc Watchung NJ 11/2018 11/2024
Ic Advisory Services Inc Watchung NJ 07/2020 11/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2024 Present
  • 04/2000 → Present
    Gail L Abrams, Llc
    Berkeley Heights, NJ
  • 03/2009 → 11/2017
    National Planning Corporation
    Berkeley Heights, NJ
  • 11/2017 → 11/2018
    Lpl Financial Llc
    Watchung, NJ
  • 11/2018 → 11/2024
    The Investment Center Inc
    Watchung, NJ
  • 07/2020 → 11/2024
    Ic Advisory Services Inc
    Watchung, NJ
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2020-07-15 → 2024-11-21
    Ic Advisory Services, Inc.
    Watchung, NJ
    Bedminster, NJ
Other Businesses

1. THE LAW OFFICE OF GAIL L. ABRAMS, 7 Johnston Drive, Watchung NJ 07069, 11/2024, Owner, Legal Services, NIR, 60 HR/MO, 60 HR/MO TRADING. 2. STRATEGIC INVESTMENT ADVISORS, LLC, 7 Johnston Drive, Watchung NJ 07069, 11/2024, President, Using a Trade Name / DBA, NIR, 0 HR/MO, 0 HR/MO TRADING. 3. SA & PL REALTY, LLC, 7 Johnston Drive, Watchung NJ 07069, 11/2024, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/21/2024 5. INSURANCE AGENT, 7 Johnston, Watchung NJ 07069, United States, 11/21/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-10
S63 Uniform Securities Agent State Law Examination 2018-11-24
  • S65 Uniform Investment Adviser Law Examination
    2020-07-10
  • S63 Uniform Securities Agent State Law Examination
    2018-11-24
Other Names
  • Gail Gorustein
  • Gail Abrams-Gornstein

View on SEC IAPD

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