Steven Keith Tanner

Current Employers

Employment History

• 09/1996 → Present
  Virginia Asset Management
  Richmond, VA
• 09/1996 → Present
  Minnesota Mutual
  St Paul, MN
• 10/1996 → Present
  Ascend Financial Services, Inc.
  Richmond, VA
• 08/2006 → Present
  Select Brokers, Llc
  Midlothian, VA
• 06/2023 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2002-12-02 → 2023-06-06
  Securian Financial Services, Inc.
  South Hill, VA
  South Hill, VA
  Raleigh, NC
• 1998-07-21 → 2002-12-02
  Investment Advisory Group, Inc.
  Richmond, VA

Other Businesses

1.STEVEN K TANNER POSITION: insurance broker NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1996 ADDRESS: 805 N. Mecklenburg Ave., Ste. 4, South Hill VA 23970, United States DESCRIPTION: I sell fixed insurance products for clients 2. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/07/2023 ADDRESS: 805 N. Mecklenburg Ave., Ste. 4, South Hill VA 23970, United States DESCRIPTION: Financial advisor providing financial advice and products to my clients. 3. NIKAO LLC POSITION: member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2023 ADDRESS: 805 N. Mecklenburg Ave, South Hill VA 23907, United States DESCRIPTION: I'm a member of the LLC which owns a building and from which I receive rental income. 4. TTP LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2010 ADDRESS: 113 N Brunswick Ave, South Hill VA 23970, United States DESCRIPTION: I am a part of a LLC that owns a building and I get income from rent. 5. POA FOR BETTY M TANNER POSITION: POA NATURE: POA for my mother Betty M Tanner INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/14/2026 ADDRESS: 25814 HWY 47, South Hill VA 23970, United States DESCRIPTION: paying basic bills and basic banking responsibilities for my mother Betty M Tanner 6. POA FOR ROGER D TANNER POSITION: POA attorney in fact NATURE: POA attorney in fact for my father Roger D Tanner INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/29/2025 ADDRESS: 25814 HWY 47, South Hill VA 23970, United States DESCRIPTION: paying bills and making sure my dad's bank account is in order

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-20
• S63 Uniform Securities Agent State Law Examination
  1996-11-19

Designations

Other Names

• Steven Keith Tanner