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Michael Arthur Pugh

Osaic Wealth, Inc.

South Hill, VA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-13
NC RA APPROVED 2023-06-08
VA RA APPROVED 2023-06-07
  • TX RA
    APPROVED
    Since 2024-05-13
  • NC RA
    APPROVED
    Since 2023-06-08
  • VA RA
    APPROVED
    Since 2023-06-07

Branch Locations

805 N. Mecklenburg Ave. Suite 4, South Hill, VA 23970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins. Co. St. Paul MN 06/1999 Present
Ascend Financial Services, Inc. St. Paul MN 06/1999 Present
Virginia Asset Management Richmond VA 06/1999 Present
Select Brokers, Llc Midlothian VA 08/2006 Present
Osaic Wealth, Inc. South Hill VA 06/2023 Present
  • 06/1999 → Present
    Minnesota Life Ins. Co.
    St. Paul, MN
  • 06/1999 → Present
    Ascend Financial Services, Inc.
    St. Paul, MN
  • 06/1999 → Present
    Virginia Asset Management
    Richmond, VA
  • 08/2006 → Present
    Select Brokers, Llc
    Midlothian, VA
  • 06/2023 → Present
    South Hill, VA
Previous Registrations
  • 2002-12-02 → 2023-06-05
    Securian Financial Services, Inc.
    South Hill, VA
    South Hill, VA
    Raleigh, NC
  • 1999-10-14 → 2002-12-02
    Investment Advisory Group, Inc.
    Richmond, VA
Other Businesses

1) CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 06/09/2023 ADDRESS: 805 N. Mecklenburg Ave., Ste 4, South Hill VA 23970, United States DESCRIPTION: I am a Financial Advisor 2) NIKAO LLC POSITION: member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2023 ADDRESS: 805 N. Mecklenburg Ave, South Hill VA 23970, United States DESCRIPTION: LLC owns a building from which I receive rental income 3) TTP LLC POSITION: member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2010 ADDRESS: 113 N Brunswick Ave, South Hill VA 23970, United States DESCRIPTION: LLC is an entity that owns a building from which I receive rental income 4) MICHAEL PUGH POSITION: Insurance Broker NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/09/2023 ADDRESS: 805 N Mecklenburg Ave., Suite 4, South Hill VA 23970, United States DESCRIPTION: Fixed Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    1999-08-12
Other Names
  • Michael Arthur Pugh

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