Walter George Nissen

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-15
IA	RA	APPROVED	1999-10-19

TX RA
APPROVED

Since 2021-06-15
IA RA
APPROVED

Since 1999-10-19

Branch Locations

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Des Moines	IA	10/1996	Present

10/1996 → Present

Principal Securities Inc

Des Moines, IA

Other Businesses

****KARL J & WALTER NISSEN, 1975,JOINT OWNER WITH MY BROTHER OF A COMMERICIAL BUILDING RENTAL,NOT INVESTMENT RELATED,6/10/2010. ***HEALTH INSURANCE, BROKER VARIOUS COMPANIES, 8/10-PRESENT, IA, NOT INVESTMENT RELATED. ***OUTSIDE INSURANCE. FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG-TERM CARE INSURANCE. BROKER. EFFECTIVE DATE - 8/9/13.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-26
S63	Uniform Securities Agent State Law Examination	1996-11-13

S65 Uniform Investment Adviser Law Examination

2001-05-26
S63 Uniform Securities Agent State Law Examination

1996-11-13

Designations

Other Names

Wally Nissen

View on SEC IAPD