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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-14 |
| WA | RA | APPROVED | 2013-04-05 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bellevue | WA | 04/2013 | Present |
1. Providence Classical Christian School; 11727 NE 118th St Kirkland WA 98034; Private School (Prekindergarten-12); Board of Directors; Helps guide the mission of the school; affiliation started 06/01/2017; 10.0 hours per month; during securities trading hours; not investment-related. 2. Snohomish Community Church; 13622 Dubuque Rd, Snohomish, WA 98290; Elder; We are the spiritual leaders of the church (spiritual leadership and doctrinal oversight); 01/31/2022; 3 Hours per Week; During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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