Scott Joseph Zavatkay

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 06/2024
  Securities America, Inc.
  Woodbridge, CT
• 10/2017 → 06/2024
  Securities America Advisors
  Woodbridge, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Woodbridge, CT
• 03/2006 → 10/2017
  National Planning Corporation
  Hamden, CT

Previous Registrations

• 2017-10-31 → 2024-06-14
  Securities America Advisors, Inc.
  South Windsor, CT
  Woodbridge, CT
• 2006-04-07 → 2017-11-08
  National Planning Corporation
  South Windsor, CT
  Woodbridge, CT
• 2002-04-01 → 2002-06-18
  Equitable Advisors, Llc
  Hamden, CT

Other Businesses

1. Scott Zavatkay Position: Notary Public Nature: Notary Public Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 06/30/2016 Address: 22 Davis Road, Woodbridge CT 06525 2. RetirementPlus Financial Solutions LLC - DBA Position: Partner Nature: Providing retirement, college and investment planning advise to clients. Investment Related: Yes Hours: 150 Securities Trading Hours: 150 Start Date: 06/01/2003 Address: 22 Sheahan Rd, Hamden CT 06514 3. SCOTT ZAVATKAY POSITION: seller NATURE: periodically selling some collectibles on eBay INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2022 ADDRESS: 22 Davis road, Woodbridge CT 06525 DESCRIPTION: periodically selling some collectibles i.e. sports cards and music related items on eBay and getting paid via PayPal. 4. SCOTT ZAVATKAY POSITION: agent NATURE: Residual commission from life insurance and long term care policies written years ago INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2011 ADDRESS: 22 davis road, woodbridge CT 06525, United States DESCRIPTION: Residual Commissions of old term, whole, and long term care policies paid to directly to me as commissions. 5. SCOTT ZAVATKAY POSITION: Investment Advisor Representative NATURE: Fee Based investment advisory or consulting plans. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/20/2017 ADDRESS: 22 Davis Road, Woodbridge CT 06525, United States DESCRIPTION: Providing clients with fee based investment advise and planning on an a percentage of the clients investment asset or fee based consulting advise based on an hourly charge. 6. RETIREMENTPLUS FINANCIAL SOLUTIONS LLC POSITION: partner NATURE: Providing retirement, college and investment and income planning advice to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 06/30/2003 ADDRESS: 22 Sheahan Rd, Hamden CT 06514, United States DESCRIPTION: Meeting with clients and prospective clients to give advice for Retirement Savings, Income planning, College planning, and Individual savings/investment to meet the clients risk profile that are appropriate for their short or long term planning. 7. SCOTT ZAVATKAY POSITION: Investment Advisor Representative NATURE: Fee Based investment advisory or consulting plans. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/20/2017 ADDRESS: 22 Davis Road, Woodbridge CT 06525, United States DESCRIPTION: Providing clients with fee based investment advise for wealth accumulatio and income planning on an a percentage of the clients investment asset or fee based consulting advise based on an hourly charge.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-30
• S63 Uniform Securities Agent State Law Examination
  1997-08-20

Other Names

• Scott J Zavatkay