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Lisa Jane Schmidt

Robert W. Baird & Co. Incorporated

Owensboro, KY

CRD 2821901

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard W L Lyons Owensboro KY 10/2017 Present
Robert W. Baird & Co. Incorporated Owensboro KY 10/2019 Present
J.J.B. Hilliard, W.L. Lyons, Inc. Owensboro KY 10/1996 10/2017
  • 10/2017 → Present
    J.J.B. Hilliard W L Lyons
    Owensboro, KY
  • 10/2019 → Present
    Owensboro, KY
  • 10/1996 → 10/2017
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Owensboro, KY
Previous Registrations
  • 2004-01-07 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Beaver Dam, KY
    Owensboro, KY
    Owensboro, KY
Other Businesses

Schay Properties Inc, investment-related, 800 Alexandria Owensboro KY 42303, Residential rental properties, Secretary, 5/2016, 1 hr/month total and during trading hrs, I sign on the account (this is my husband's business) and will invest the assets we deposit to the account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-28
  • S66 Uniform Combined State Law Examination
    2001-08-28
Other Names
  • Lisa Jane Traurig
  • Lisa Jane Blandford
  • Lisa Jane Blandford

View on SEC IAPD

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