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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arive Capital Markets | Brooklyn | NY | 05/2016 | 02/2017 |
| Hsbc Bank Usa N.A. | Melville | NY | 02/2017 | 01/2018 |
| Hsbc Securities Inc. | Melville | NY | 02/2017 | 01/2018 |
| Infinex Investments, Inc. | Meriden | CT | 01/2018 | Present |
| Ridgewood Savings Bank | Plainview | NY | 01/2018 | Present |
1)08/07/2024 - Palmetto Citizens Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-29 |
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