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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-05-13 |
| TX | RA | APPROVED | 2020-05-13 |
Branch Locations
4425 Monroe Hwy, Ball, LA 71405 • United States
5350 Jones Creek Rd, Baton Rouge, LA 70817 • United States
1412 Centre Ct Ste 301, Alexandria, LA 71301 • United States
3422 North Blvd, Alexandria, LA 71301 • United States
5631 Coliseum Blvd, Alexandria, LA 71303 • United States
3120 Hwy 28 East, Pineville, LA 71360 • United States
9400 Old Hammond Hwy, Baton Rouge, LA 70809 • United States
5063 Essen Lane, Baton Rouge, LA 70809 • United States
600 Jackson St, Alexandria, LA 71301 • United States
4292 Highway 112, Forest Hill, LA 71430 • United States
1210 Wall Street, Lecompte, LA 71346 • United States
14545 Wax Rd, Central, LA 70818 • United States
2591 S. Acadian Thruway, Baton Rouge, LA 70808 • United States
12509 Hwy 73, Dutchtown, LA 70734 • United States
1911 W. Pinhook Road, Lafayette, LA 70508 • United States
70561 Highway 21, Covington, LA 70433 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 01/2007 | 05/2020 |
| Red River Bank | Alexandria | LA | 08/2006 | Present |
| Cetera Investment Advisers Llc | Alexandria | LA | 01/2014 | 05/2020 |
| Lpl Financial Llc | Baton Rouge | LA | 05/2020 | Present |
1) 03/06/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Red River Investments Group - inv rel - at reported business location(s) - start: 05/2020 2) 06/18/2026 - Red River Investments Group - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 06/15/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-20 |
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