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Deborah Detweiler Bastow

High Falls Advisors, Inc.

Rochester, NY

CRD 2821667

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Employer firm

High Falls Advisors, Inc. CRD 108678

$695M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
High Falls Advisors, Inc.

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-04
  • NY RA
    APPROVED
    Since 2021-09-04

Branch Locations

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Falls Advisors, Inc. Rochester NY 04/2003 Present
Leigh Baldwin & Co., Llc Cazenovia NY 06/2013 12/2017
Leigh Baldwin & Co., Llc Cazenovia NY 08/2019 Present
  • 04/2003 → Present
    Rochester, NY
  • 06/2013 → 12/2017
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
  • 08/2019 → Present
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
Previous Registrations
  • 2011-07-29 → 2013-06-28
    Wall Street Financial Group, Inc.
    Victor, NY
    Rochester, NY
Other Businesses

(1) REGISTERED REPRESENTATIVE OF LEIGH BALDWIN & CO., 112 ALBANY STREET, CAZENOVIA, NY. 1-5 HOURS PER WEEK DURING TRADING HOURS. (OBA to IA) (2) CO-TRUSTEE. ASSISTS CO-TRUSTEE IN COORDINATING FINANCIAL AND PERSONAL AFFAIRS. NO ACCESS TO CHECK WRITING, HOWEVER, NAMED CO-TRUSTEE. 4 HOURS PER MONTH. 4 HOURS DURING TRADING. RECEIVES TRUSTEE FEE. (3) ANNUITY/INSURANCE SALES AGENT. COMMISSION BASED COMPENSATION. IDENTIFIES AND RECOMMENDS PRODUCT SOLUTIONS. 2-4 HOURS PER MONTH, 2-4 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-12
S63 Uniform Securities Agent State Law Examination 1996-12-17
  • S65 Uniform Investment Adviser Law Examination
    1999-04-12
  • S63 Uniform Securities Agent State Law Examination
    1996-12-17
Other Names
  • Deborah Detweiler
  • Deborah D Bastow

View on SEC IAPD

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