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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-06
  • FL RA
    APPROVED
    Since 2020-07-06

Branch Locations

218 Harbor Drive South, Venice, FL 34285 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Venice FL 03/1998 06/2020
Stifel Nicolaus & Co Inc Venice FL 06/2020 Present
Previous Registrations
Other Businesses

1. Notary Public; 2415 N Monroe St, ste 810, Tallahassee, FL 32303; Document notarization for clients; 06/26/2021; 1 Hour per Year; During securities trading hours; Not Investment-Related.

Other Names
  • Vonda Brown
  • Vonda Egan
  • Vonda Rhea Goddard

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Venice, FL

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