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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-05-15 |
| TX | RA | APPROVED_RES | 2026-03-24 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
6 Prospect Street Suite 3C, Midland Park, NJ 07432 • United States
Allendale, NJ • United States
6 Prospect Street Suite 3-C, Midland Park, NJ 07432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-08-16 |
Branch Locations
1200 East Ridgewood Avenue Suite 330W, Ridgewood, NJ 07450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2002 | Present |
| Dfg, Llc | Ridgewood | NJ | 07/1998 | Present |
1. Owner and Investment Advisor Representative ("IAR), Duncan Financial Group, LLC, a Registered Investment Adviser ("RIA") offering financial planning and consulting services; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Duncan Financial Group, LLC'; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-30 |
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