Suihock Goy

Employer firm

Ni Advisors CRD 134502

$3.56M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Ni Advisors

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-09
MA	RA	APPROVED	2023-01-04
TX	RA	APPROVED	2020-02-25
CA	RA	APPROVED	2012-05-24

FL RA
APPROVED

Since 2024-04-09
MA RA
APPROVED

Since 2023-01-04
TX RA
APPROVED

Since 2020-02-25
CA RA
APPROVED

Since 2012-05-24

Branch Locations

Campbell, CA • United States

3277 Pine Orchard Ln Suite 2, Ellicott City, MD 21042 • United States

1255 Treat Blvd., Suite 300, Walnut Creek, CA 94597 • United States

East Brunswick, NJ • United States

1138 Cadillac Court, Milpitas, CA 95035 • UNITED STATES

1108 S. Baldwin Ave., Suite 217, Arcadia, CA 91007 • United States

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

2514 S. Hacienda Blvd., Suite D, Hacienda Heights, CA 91745 • United States

Fair Oaks, CA • United States

2150 Ringwood Ave., San Jose, CA 95131 • United States

Basking Ridge, NJ • United States

3 Allied Dr. Suite 303, Dedham, MA 02026 • United States

Dallas, TX • United States

Parlin, NJ • United States

2035 Lincoln Highway Suite 2250, Edison, NJ 08817 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ni Advisors, Inc.	Milpitas	CA	01/2005	Present
Ni Advisors, Inc.	Milpitas	CA	06/2010	Present

01/2005 → Present

Ni Advisors, Inc.

Milpitas, CA
06/2010 → Present

Ni Advisors, Inc.

Milpitas, CA

Previous Registrations

2003-10-23 → 2004-01-02

Pmb Securities Corp.

Oakland, CA
1999-04-15 → 2003-10-16

Morgan Stanley Dw Inc.

Berkeley, CA

Other Businesses

LIFE, HEALTH, AND PROPERTY & CASUALTY INSURANCES. DOING INSURANCE BUSINESS UNDER NI ADVISORS DBA NI INSURANCE AGENCY. DOING IMPORT/EXPORT INTERNATIONAL TRADE BUSINESS SUCH AS PRINTER, SCRAP METALS & GRAPE WINE UNDER NI PACIFIC. Non-Investment related. 1138 Cadillac Court, Milpitas, CA 95035. 40 hours/month 10 hours/months during NAI business hours. Sales & Management.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-06
S65	Uniform Investment Adviser Law Examination	1999-03-15
S63	Uniform Securities Agent State Law Examination	1997-01-30

S66 Uniform Combined State Law Examination

2022-09-06
S65 Uniform Investment Adviser Law Examination

1999-03-15
S63 Uniform Securities Agent State Law Examination

1997-01-30

View on SEC IAPD