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Stephanie Marie Bates

Alliant Securities, Inc. Turner, Nord, Kienbaum

Liberty Lake, WA

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Current Employers
Alliant Securities, Inc. Turner, Nord, Kienbaum

695 North Legacy Ridge Drive Suite 300, Liberty Lake, WA 99019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-26
OR RA APPROVED 2022-03-14
MT RA APPROVED 2022-02-25
CA RA APPROVED 2021-05-28
ID RA APPROVED 2018-11-15
WA RA APPROVED 2016-11-15
  • AZ RA
    APPROVED
    Since 2024-03-26
  • OR RA
    APPROVED
    Since 2022-03-14
  • MT RA
    APPROVED
    Since 2022-02-25
  • CA RA
    APPROVED
    Since 2021-05-28
  • ID RA
    APPROVED
    Since 2018-11-15
  • WA RA
    APPROVED
    Since 2016-11-15

Branch Locations

695 North Legacy Ridge Drive Suite 300, Liberty Lake, WA 99019 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliant Securities, Inc Spokane WA 03/1998 Present
  • 03/1998 → Present
    Alliant Securities, Inc
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-15
S63 Uniform Securities Agent State Law Examination 1996-11-15
  • S66 Uniform Combined State Law Examination
    2016-11-15
  • S63 Uniform Securities Agent State Law Examination
    1996-11-15
Other Names
  • Stephanie Marie Traeger

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Liberty Lake, WA
CETERA INVESTMENT ADVISERS LLC · LIBERTY LAKE, WA
U.S. BANCORP ADVISORS, LLC · Liberty Lake, WA
EDWARD JONES · Liberty Lake, WA
THRIVENT INVESTMENT MANAGEMENT INC. · LIBERTY LAKE, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Liberty Lake, WA
CARLSON FINANCIAL ADVISORY, LLC · LIBERTY LAKE, WA
EDWARD JONES · LIBERTY LAKE, WA

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