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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-01
  • NJ RA
    APPROVED
    Since 2025-07-01

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Ramsey, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 01/2004 11/2017
Lpl Financial, Llc Pompton Plains NJ 12/2017 Present
Gladstone Wealth Partners Pompton Plains NJ 12/2017 07/2025
Pnc Investments Mahwah NJ 12/2000 12/2017
  • 01/2004 → 11/2017
    Pnc Investments
    Pittsburgh, PA
  • 12/2017 → Present
    Pompton Plains, NJ
  • 12/2017 → 07/2025
    Pompton Plains, NJ
  • 12/2000 → 12/2017
    Pnc Investments
    Mahwah, NJ
Previous Registrations
  • 2017-12-04 → 2025-07-03
    Palm Beach Gardens, FL
    Pompton Plains, NJ
  • 2004-01-01 → 2017-12-01
    North Haledon, NJ
    Northvale, NJ
    Jersey City, NJ
    Bayonne, NJ
    Bayonne, NJ
    Hackensack, NJ
    Hackensack, NJ
    Ridgewood, NJ
    Washington Twp., NJ
    Westwood, NJ
    Bayonne, NJ
    Garfield, NJ
    Kearny, NJ
    Jersey City, NJ
    West New York, NJ
    Bayonne, NJ
    Bayonne, NJ
    East Orange, NJ
    Newark, NJ
    Bayonne, NJ
    Westwood, NJ
    Northvale, NJ
    Montvale, NJ
    Wyckoff, NJ
    Mahwah, NJ
    Ridgewood, NJ
  • 2003-06-06 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    East Orange, NJ
Other Businesses

1. 12/1/2017 - Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/01/2017 - 12 Hours Per Month/6 Hours During Securities Trading - Time Spent 70%. 2. 12/15/2017 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 12/01/2017 - 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 30% - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity on 12/15/2017. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/16/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 01/10/2018 - 8 Hours Per Month/5 Hours During Securities Trading. 4. 8/15/2018 - Giannella Wealth Management LLC - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:12/01/2017 - 160 Hours Per Month/8 Hours During Trading. 5. 12/2017 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-25
S63 Uniform Securities Agent State Law Examination 1997-04-28
  • S65 Uniform Investment Adviser Law Examination
    2002-09-25
  • S63 Uniform Securities Agent State Law Examination
    1997-04-28
Other Names
  • Pat Giannella

View on SEC IAPD

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