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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-01 |
Branch Locations
461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States
Ramsey, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 01/2004 | 11/2017 |
| Lpl Financial, Llc | Pompton Plains | NJ | 12/2017 | Present |
| Gladstone Wealth Partners | Pompton Plains | NJ | 12/2017 | 07/2025 |
| Pnc Investments | Mahwah | NJ | 12/2000 | 12/2017 |
1. 12/1/2017 - Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/01/2017 - 12 Hours Per Month/6 Hours During Securities Trading - Time Spent 70%. 2. 12/15/2017 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 12/01/2017 - 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 30% - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity on 12/15/2017. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/16/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 01/10/2018 - 8 Hours Per Month/5 Hours During Securities Trading. 4. 8/15/2018 - Giannella Wealth Management LLC - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:12/01/2017 - 160 Hours Per Month/8 Hours During Trading. 5. 12/2017 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-28 |
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