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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
VA RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2024-07-15
  • VA RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Virginia Beach, VA • United States

1 Columbus Ctr Ste 930, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 10/1996 Present
First Command Financial Services, Inc Fort Worth TX 11/1996 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 10/1996 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 11/1996 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2004-04-12 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: Hope Lutheran Church ; Whether the business is investment-related: No ; Address of the other business: 5350 Providence Rd, Virginia Beach Va 23464 ; Nature of the other business: Community Activity ; Your position, title, or relationship with the other business: Comptroller ; The start date of your relationship: 10/1/2022 ; The approximate number of hours/month you devote to the other business: 6 to 10 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: Track financial expenditures and income

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1996-11-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1996-11-19
Designations
  • Certified Financial Planner

View on SEC IAPD

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