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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • OH RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

5154 Wilson Mills Rd, Richmond Heights, OH 44143 • United States

6211 Som Center Rd, Solon, OH 44139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Solon OH 04/2010 02/2026
U.S. Bancorp Advisors, Llc Solon OH 02/2026 Present
Previous Registrations
  • 2010-04-26 → 2026-02-13
    Saint Paul, MN
    Aurora, OH
    Fairlawn, OH
    Maple Heights, OH
    Bedford, OH
    Brecksville, OH
    Solon, OH
    Independence, OH
    Chagrin Falls, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Euclid, OH
    Richmond Heights, OH
    Mayfield Heights, OH
    Warrensville Heights, OH
    Beachwood, OH
    Mayfield Heights, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Cleveland, OH
  • 2009-11-13 → 2010-04-09
    Cleveland, OH
    Cleveland, OH
    Bedford Heights, OH
    N. Randall, OH
    Garfield Heights, OH
    Shaker Heights, OH
    South Euclid, OH
    Independence, OH
    Brecksville, OH
  • 2007-11-26 → 2009-11-13
    Natcity Investments, Inc.
    Stow, OH
    Independence, OH
    Brecksville, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Bedford Heights, OH
    Garfield Heights, OH
    Cleveland, OH
    Cleveland, OH
    Shaker Heights, OH
    Cleveland, OH
    South Euclid, OH
    N. Randall, OH
    Cleveland, OH
Other Businesses

Race Horse Ownership; Not Investment-related; Novelty, OH; Race Horse Ownership; Owner; 05/2019; 0 hrs/monthly; 0 hrs/trading; Simply pay someone to feed, train, and shoe my horse.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-15
S63 Uniform Securities Agent State Law Examination 2004-07-22
  • S65 Uniform Investment Adviser Law Examination
    2007-11-15
  • S63 Uniform Securities Agent State Law Examination
    2004-07-22

View on SEC IAPD

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