Toney Otis Falkner

Current Employers

Private Wealth Management Of North Carolina Llc

115 N. Garnett Street, Henderson, NC 27536 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2009-10-12

NC RA
APPROVED

Since 2009-10-12

Branch Locations

129 W. Belle Street, Henderson, NC 27536 • United States

134 Wind Chime Court, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Private Wealth Management Of North Carolina Llc	Henderson	NC	10/2009	Present

10/2009 → Present

Private Wealth Management Of North Carolina Llc

Henderson, NC

Previous Registrations

2005-01-31 → 2009-10-12

Hamlett Investment Planning

Henderson, NC
2003-01-10 → 2004-12-31

Hamlett Investment Planning

Henderson, NC
2001-12-31 → 2003-01-07

Raymond James Financial Services, Inc.

Henderson, NC

Henderson, NC

Other Businesses

1. 07/2015 - PRESENT: SIX FORKS AND WIND CHIME LLC/INVESTMENT-RELATED/134 WIND CHIME COURT, RALEIGH, NC 27615/REAL ESTATE/MANAGING MEMBER/1 HOUR PER MONTH/NO DUTIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-28
S63	Uniform Securities Agent State Law Examination	1997-01-27

S65 Uniform Investment Adviser Law Examination

1997-07-28
S63 Uniform Securities Agent State Law Examination

1997-01-27

View on SEC IAPD

Current Employers

Private Wealth Management Of North Carolina Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews