Timothy Melvin Sheehan

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2024-11-14

VT RA
APPROVED

Since 2024-11-14

Branch Locations

Williston, VT • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Williston	VT	10/1996	11/2024
Prudential Insurance Company Of America	Williston	VT	10/1996	Present
Lpl Enterprise, Llc	Williston	VT	11/2024	Present

10/1996 → 11/2024

Pruco Securities, Llc.

Williston, VT
10/1996 → Present

Prudential Insurance Company Of America

Williston, VT
11/2024 → Present

Lpl Enterprise, Llc

Williston, VT

Previous Registrations

2015-04-08 → 2024-11-14

Pruco Securities, Llc.

Burlington, VT

Williston, VT

Williston, VT

Williston, VT

Shelton, CT

Williston, VT

Other Businesses

WDB, LLC~114 RAVEN CIRCLE, WILLISTON, VT 05495~REAL ESTATE~N~CO-OWNER~08/11/2004~6 HRS/MO~0 TRADING HRS/MO|SHEEHAN HOLDINGS, LLC~114 RAVEN CIRCLE, WILLISTON, VT 05495~REAL ESTATE HOLDING CO~Y~OWNER~7/2012~2 HRS/MO~0 TRADING HRS/MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-02-11
S63	Uniform Securities Agent State Law Examination	1998-09-03

S65 Uniform Investment Adviser Law Examination

2015-02-11
S63 Uniform Securities Agent State Law Examination

1998-09-03

View on SEC IAPD