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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-02
FL RA APPROVED 2000-10-01
  • TX RA
    APPROVED
    Since 2026-04-02
  • FL RA
    APPROVED
    Since 2000-10-01

Branch Locations

2494 Bayshore Blvd, Dunedin, FL 34698 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tampa FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; MADEIRA BEACH, FL; 100% OWNERSHIP WITH SPOUSE; START 1/1/2016; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER. L AND T PROPERTY INVESTMENTS, LLC, TAMPA, FL, 100% OWNERSHP WITH SPOUSE, START DATE 9/24/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, BUYING REAL ESTATE IN LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-21
S63 Uniform Securities Agent State Law Examination 1999-10-28
  • S65 Uniform Investment Adviser Law Examination
    2002-05-21
  • S63 Uniform Securities Agent State Law Examination
    1999-10-28

View on SEC IAPD

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