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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2016-09-27
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2016-09-27

Branch Locations

Citi Retail Banking 706 Brighton Beach, Brooklyn, NY 11235 • United States

Cwm Retail, Sales 5420 13Th Avenue, Brooklyn, NY 11219 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Fl 2, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Brooklyn NY 08/2016 Present
  • 08/2016 → Present
    Citigroup
    Brooklyn, NY
Previous Registrations
  • 2013-01-25 → 2016-06-02
    Oakhurst, NJ
    Oakhurst, NJ
    Short Hills, NJ
    Springfield, NJ
    New York, NY
    New York, NY
    New York, NY
  • 2011-11-22 → 2012-08-08
    Long Island City, NY
    New York, NY
    New York, NY
  • 2011-11-03 → 2011-11-18
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-02
S63 Uniform Securities Agent State Law Examination 2006-05-20
  • S66 Uniform Combined State Law Examination
    2011-11-02
  • S63 Uniform Securities Agent State Law Examination
    2006-05-20
Other Names
  • Gurevich

View on SEC IAPD

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