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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-10-19
VA RA APPROVED 2005-08-19
  • TX RA
    APPROVED_RES
    Since 2005-10-19
  • VA RA
    APPROVED
    Since 2005-08-19

Branch Locations

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Virginia Beach VA 08/2005 Present
Previous Registrations
  • 1997-09-22 → 2005-08-23
    Morgan Stanley Dw Inc.
    Virginia Bch, VA
Other Businesses

Portsmouth General Hospital foundation / United States / 360 Crawford Street / Portsmouth / Virginia / United States / 23704 / www.pghfoundation.org / No / Foundation / / Health Care & Pharmaceuticals / / board member / Active / Member of Board of directors / / attend regular meeting / 10 / No / No / No / No / Start Date 09/12/2018 / / No / / No / / No / No No / Portsmouth / No / / Yes / / to help the community / No /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-05
S65 Uniform Investment Adviser Law Examination 1996-12-05
  • S63 Uniform Securities Agent State Law Examination
    1996-12-05
  • S65 Uniform Investment Adviser Law Examination
    1996-12-05
Other Names
  • J Rodney Ducxworth
  • J Rodney Jr Duckworth
  • J Rodney Duckworth
  • J Rodney Duckworth Jr
  • J Rodney Duckworth
  • J. Jr.,J. Duckworth Jr.

View on SEC IAPD

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