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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-10 |
| LA | RA | APPROVED | 2014-06-02 |
Branch Locations
2121 Airline Dr Ste 580, Metairie, LA 70001-5984 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Metairie | LA | 05/2014 | Present |
1. 6/2/2014: Dardis Couvillon & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/2/2014: Dardis Couvillon & Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Life, Disability, LTC. 3. 6/2/2014: No Business Name - Investment Related - New Orleans, LA - Real Estate Rental - Small double rental property. 4. 6/11/2014: Hartwig Moss Insurance Agency - Not Investment Related - For-Profit Board Member - Board Member.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-08-07 |
| S65 | Uniform Investment Adviser Law Examination | 2008-07-25 |
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