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Robert Joseph Richter

Rjr Financial Services

Newport Beach, CA

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Current Employers
Rjr Financial Services

1100 Quail St. Suite 115, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-29
  • CA RA
    APPROVED
    Since 2025-09-29

Branch Locations

1100 Quail St. Suite 115, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rjr Financial Services Newport Beach CA 01/2014 Present
Robert Richter Cpa Newport Beach CA 01/1988 07/2021
  • 01/2014 → Present
    Rjr Financial Services
    Newport Beach, CA
  • 01/1988 → 07/2021
    Robert Richter Cpa
    Newport Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-17
Other Names
  • Bob Richter

View on SEC IAPD

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OCVC, LLC · NEWPORT BEACH, CA
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PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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