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Robert Joseph Richter

Rjr Financial Services

Newport Beach, CA

CRD 2819668

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Employer firm

Rjr Financial Services CRD 133700

$47.9M regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rjr Financial Services

1100 Quail St. Suite 115, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-29
  • CA RA
    APPROVED
    Since 2025-09-29

Branch Locations

1100 Quail St. Suite 115, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rjr Financial Services Newport Beach CA 01/2014 Present
Robert Richter Cpa Newport Beach CA 01/1988 07/2021
  • 01/2014 → Present
    Rjr Financial Services
    Newport Beach, CA
  • 01/1988 → 07/2021
    Robert Richter Cpa
    Newport Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-17
Other Names
  • Bob Richter

View on SEC IAPD

Nearby Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC

Nearby Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna

Nearby Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA

More in Newport Beach, CA

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