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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-02
NJ RA APPROVED 2023-06-05
  • FL RA
    APPROVED
    Since 2025-06-02
  • NJ RA
    APPROVED
    Since 2023-06-05

Branch Locations

Palm Beach, FL • United States

401 Hackensack Ave Ste 901, Hackensack, NJ 07601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Totowa NJ 08/2014 01/2019
Wells Fargo Advisors. Llc. Totowa NY 08/2014 11/2016
Wells Fargo Clearing Services, Llc Totowa NY 11/2016 06/2023
Wells Fargo Advisors Financial Network, Llc Hackensack NJ 06/2023 Present
Previous Registrations
  • 2019-02-21 → 2023-06-05
    Totowa, NJ
    Summit, NJ
    Short Hills, NJ
    Closter, NJ
    Spring Valley, NY
    Paramus, NJ
    Nyack, NY
    Pomona, NY
    Monsey, NY
    Paramus, NJ
Other Businesses

GLM FINANCIAL LLC; INV RELATED; HACKENSACK, NJ; 100% OWNERSHIP; START 07/14/2023; 200 HOURS PER MONTH; 7 HOURS DURING TRADING; FINET.; TRUSTEE FOR GLM FINANCIAL LLC 401K, INV RELATED, HACKENSACK, NJ, START: 10/11/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-15
S63 Uniform Securities Agent State Law Examination 1996-12-02
  • S66 Uniform Combined State Law Examination
    2019-02-15
  • S63 Uniform Securities Agent State Law Examination
    1996-12-02
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Joseph Mauceli
  • Joseph Leonard Mauceli
  • Giuseppe Leonard Mauceli
  • Giuseppe Leonardo Mauceli
  • Giuseppe Mauceli

View on SEC IAPD

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