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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-02 |
| NJ | RA | APPROVED | 2023-06-05 |
Branch Locations
Palm Beach, FL • United States
401 Hackensack Ave Ste 901, Hackensack, NJ 07601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Totowa | NJ | 08/2014 | 01/2019 |
| Wells Fargo Advisors. Llc. | Totowa | NY | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Totowa | NY | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Hackensack | NJ | 06/2023 | Present |
GLM FINANCIAL LLC; INV RELATED; HACKENSACK, NJ; 100% OWNERSHIP; START 07/14/2023; 200 HOURS PER MONTH; 7 HOURS DURING TRADING; FINET.; TRUSTEE FOR GLM FINANCIAL LLC 401K, INV RELATED, HACKENSACK, NJ, START: 10/11/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-02 |
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